0001144204-14-007885.txt : 20140212 0001144204-14-007885.hdr.sgml : 20140212 20140212142705 ACCESSION NUMBER: 0001144204-14-007885 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140212 DATE AS OF CHANGE: 20140212 GROUP MEMBERS: ALAIN L. AZAN GROUP MEMBERS: JAMES I. HEALY GROUP MEMBERS: MICHAEL F. POWELL GROUP MEMBERS: SOFINNOVA MANAGEMENT V 2005 L.L.C. GROUP MEMBERS: SOFINNOVA MANAGEMENT V, L.L.C. GROUP MEMBERS: SOFINNOVA VENTURE AFFILIATES V, L.P. GROUP MEMBERS: SOFINNOVA VENTURE PRINCIPALS V, LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KALOBIOS PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001293310 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 770557236 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-87188 FILM NUMBER: 14599385 BUSINESS ADDRESS: STREET 1: 260 EAST GRAND AVE CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650.243.3100 MAIL ADDRESS: STREET 1: 260 EAST GRAND AVE CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SOFINNOVA VENTURE PARTNERS V LP CENTRAL INDEX KEY: 0001108554 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2800 SAND HILL ROAD STREET 2: SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 681-8420 MAIL ADDRESS: STREET 1: 2800 SAND HILL ROAD STREET 2: SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G 1 v368099_sc13g.htm SC 13G

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Schedule 13G

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d)

AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)

 

(Amendment No. __)*

 

 

KaloBios Pharmaceuticals, Inc.

(Name of Issuer)

 

 

Common Stock

(Title of Class of Securities)

 

 

48344T100

(CUSIP Number)

 

 

December 31, 2013

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨Rule 13d-1(b)

 

¨Rule 13d-1(c)

 

xRule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

Page 1 of 15 Pages

Exhibit Index Contained on Page 14

 

 
 

 

CUSIP NO. 48344T100 13 G Page 2 of 15

 

 

1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only).
Sofinnova Venture Partners V, L.P. (“SVP V”)
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ¨     (b) x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH		 5 SOLE VOTING POWER
2,072,914 shares, except that Sofinnova Management V, L.L.C. (“SM V”) and Sofinnova Management V 2005 L.L.C. (“SMV 2005”), the general partners of SVP V, may be deemed to have shared voting power, and Michael F. Powell (“Powell”), Alain L. Azan (“Azan”) and James I. Healy (“Healy”), the managing members of SM V and SMV 2005, may be deemed to have shared power to vote these shares.
  6 SHARED VOTING POWER
See response to row 5.
  7 SOLE DISPOSITIVE POWER
2,072,914 shares, except that SM V and SMV 2005, the general partners of SVP V, may be deemed to have shared dispositive power and Powell, Azan and Healy, the managing members of SM V and SMV 2005, may be deemed to have shared power to dispose of these shares.
  8 SHARED DISPOSITIVE POWER
See response to row 7.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON      
2,072,914 shares
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)      ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)      
8.5%
12 TYPE OF REPORTING PERSON (See Instructions)
PN
       

 

 
 

 

CUSIP NO. 48344T100 13 G Page 3 of 15

 

 

1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only).
Sofinnova Venture Affiliates V, L.P. (“SVA V”)
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ¨      (b) x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH		 5 SOLE VOTING POWER
43,767 shares, except that SM V, the general partner of SVA V, may be deemed to have sole voting power, and Powell, Azan and Healy, the managing members of SM V, may be deemed to have shared power to vote these shares.
  6 SHARED VOTING POWER
See response to row 5.
  7 SOLE DISPOSITIVE POWER
43,767 shares, except that SM V, the general partner of SVA V, may be deemed to have sole dispositive power, and Powell, Azan and Healy, the managing members of SM V, may be deemed to have shared power to dispose of these shares.
  8 SHARED DISPOSITIVE POWER
See response to row 7.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
43,767 shares
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)     ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.2%
12 TYPE OF REPORTING PERSON (See Instructions)
PN
       

 

 
 

 

CUSIP NO. 48344T100 13 G Page 4 of 15

 

 

1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only).
Sofinnova Venture Principals V, LP (“SVPr V”)
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ¨      (b) x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON
WITH		 5 SOLE VOTING POWER
31,415 shares, except that SM V, the general partner of SVPr V, may be deemed to have sole voting power, and Powell, Azan and Healy, the managing members of SM V, may be deemed to have shared power to vote these shares.
  6 SHARED VOTING POWER
See response to row 5.
  7 SOLE DISPOSITIVE POWER
31,415 shares, except that SM V, the general partner of SVPr V, may be deemed to have sole dispositive power, and Powell, Azan and Healy, the managing members of SM V, may be deemed to have shared power to dispose of these shares.
  8 SHARED DISPOSITIVE POWER
See response to row 7.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
31,415 shares
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)      ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.1%
12 TYPE OF REPORTING PERSON (See Instructions)
PN
       

 

 
 

 

CUSIP NO. 48344T100 13 G Page 5 of 15

 

 

1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only).
Sofinnova Management V, L.L.C. (“SM V”)
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ¨      (b) x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

 

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON
WITH

 5 SOLE VOTING POWER
75,182 shares, of which 43,767 shares are owned directly by SVA V and 31,415 shares are owned directly by SVPr V.  SM V, the general partner of SVA V and SVPr V, may be deemed to have sole voting over the shares owned directly by SVA V and SVPr V, and Powell, Azan and Healy, the managing members of SM V, may be deemed to have shared power to vote these shares.  
  6

SHARED VOTING POWER

2,072,914 shares owned directly by SVP V. SM V and SM V 2005, the general partners of SVP V, may be deemed to have shared voting power over the shares owned directly by SVA V, and Powell, Azan and Healy, the managing members of both SM V and SM V 2005, may be deemed to have shared power to vote these shares.

  7 SOLE DISPOSITIVE POWER
75,182 shares, of which 43,767 shares are owned directly by SVA V and 31,415 shares are owned directly by SVPr V.  SM V, the general partner of SVA V and SVPr V, may be deemed to have sole dispositive power over the shares owned directly by SVA V and SVPr V, and Powell, Azan and Healy, the managing members of SM V, may be deemed to have shared power to dispose of these shares.  
  8

SHARED DISPOSITIVE POWER

2,072,914 shares owned directly by SVP V. SM V and SM V 2005, the general partners of SVP V, may be deemed to have shared dispositive power over the shares owned directly by SVA V, and Powell, Azan and Healy, the managing members of both SM V and SM V 2005, may be deemed to have shared power to dispose of these shares.

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,148,096 shares
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)     ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.8%
12 TYPE OF REPORTING PERSON (See Instructions)
OO
       

 

 
 

 

CUSIP NO. 48344T100 13 G Page 6 of 15

 

 

1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only).
Sofinnova Management V 2005 L.L.C. (“SMV 2005”)
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ¨      (b) x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON
WITH		 5 SOLE VOTING POWER
0
  6 SHARED VOTING POWER
2,072,914 shares which are owned directly by SVP V.  SMV 2005 and SM V, the general partners of SVP V, may be deemed to have shared voting power, and Powell, Azan and Healy, the managing members of SMV 2005 and SM V, may be deemed to have shared power to vote these shares.
  7 SOLE DISPOSITIVE POWER
0
  8 SHARED DISPOSITIVE POWER
2,072,914 which are owned directly by SVP V.  SMV 2005 and SM V, the general partners of SVP V, may be deemed to have shared dispositive power, and Powell, Azan and Healy, the managing members of SMV 2005 and SM V, may be deemed to have shared power to dispose of these shares.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,072,914 shares
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)      ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.5%
12 TYPE OF REPORTING PERSON (See Instructions)
OO
       

 

 
 

 

CUSIP NO. 48344T100 13 G Page 7 of 15

 

 

1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Michael F. Powell (“Powell”)
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨      (b) x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
5 SOLE VOTING POWER
0 shares.
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON
WITH		 6 SHARED VOTING POWER
2,148,096 shares, of which 2,072,914 shares are owned directly by SVP V, 43,767 shares are owned directly by SVA V and 31,415 shares are owned directly by SVPr V. SM V is the general partner of SVA V and SVPr V, and Powell, a managing member of SM V, may be deemed to have shared power to vote the shares held by SVA V and SVPr V.  SM V and SMV 2005 are general partners of SVP V, and Powell, a managing member of both SM V and SMV 2005, may be deemed to have shared power to vote the shares held by SVP V.
  7 SOLE DISPOSITIVE POWER
0 shares.
  8 SHARED DISPOSITIVE POWER
2,148,096 shares, of which 2,072,914 shares are owned directly by SVP V, 43,767 shares are owned directly by SVA V and 31,415 shares are owned directly by SVPr V. SM V is the general partner of SVA V and SVPr V, and Powell, a managing member of SM V, may be deemed to have shared power to dispose of the shares held by SVA V and SVPr V.  SM V and SMV 2005 are general partners of SVP V, and Powell, a managing member of both SM V and SMV 2005, may be deemed to have shared power to dispose of the shares held by SVP V.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,148,096 shares.
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*     ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.8%
12 TYPE OF REPORTING PERSON*
IN
       

 

 
 

 

CUSIP NO. 48344T100 13 G Page 8 of 15

 

 

1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Alain L. Azan (“Azan”)
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨       (b) x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
5 SOLE VOTING POWER
0 shares.
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH		 6 SHARED VOTING POWER
2,148,096 shares, of which 2,072,914 shares are owned directly by SVP V, 43,767 shares are owned directly by SVA V and 31,415 shares are owned directly by SVPr V. SM V is the general partner of SVA V and SVPr V, and Azan, a managing member of SM V, may be deemed to have shared power to vote the shares held by SVA V and SVPr V.  SM V and SMV 2005 are general partners of SVP V, and Azan, a managing member of both SM V and SMV 2005, may be deemed to have shared power to vote the shares held by SVP V.
  7 SOLE DISPOSITIVE POWER
0 shares
  8 SHARED DISPOSITIVE POWER
2,148,096 shares, of which 2,072,914 shares are owned directly by SVP V, 43,767 shares are owned directly by SVA V and 31,415 shares are owned directly by SVPr V. SM V is the general partner of SVA V and SVPr V, and Azan, a managing member of SM V, may be deemed to have shared power to dispose of the shares held by SVA V and SVPr V.  SM V and SMV 2005 are general partners of SVP V, and Azan, a managing member of both SM V and SMV 2005, may be deemed to have shared power to dispose of the shares held by SVP V.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,148,096 shares.
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*     ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.8%
12 TYPE OF REPORTING PERSON*
IN
       

 

 
 

 

CUSIP NO. 48344T100 13 G Page 9 of 15

 

 

1

NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

James I. Healy (“Healy”)

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨     (b) x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
5 SOLE VOTING POWER
10,000 shares (includes 10,000 shares issuable to Healy pursuant to outstanding options exercisable within 60 days of December 31, 2013).
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON
WITH		 6 SHARED VOTING POWER
2,148,096 shares, of which 2,072,914 shares are owned directly by SVP V, 43,767 shares are owned directly by SVA V and 31,415 shares are owned directly by SVPr V. SM V is the general partner of SVA V and SVPr V, and Healy, a managing member of SM V, may be deemed to have shared power to vote the shares held by SVA V and SVPr V.  SM V and SMV 2005 are general partners of SVP V, and Healy, a managing member of both SM V and SMV 2005, may be deemed to have shared power to vote the shares held by SVP V.
  7 SOLE DISPOSITIVE POWER
10,000 shares (includes 10,000 shares issuable to Healy pursuant to outstanding options exercisable within 60 days of December 31, 2013).
  8 SHARED DISPOSITIVE POWER
2,148,096 shares, of which 2,072,914 shares are owned directly by SVP V, 43,767 shares are owned directly by SVA V and 31,415 shares are owned directly by SVPr V. SM V is the general partner of SVA V and SVPr V, and Healy, a managing member of SM V, may be deemed to have shared power to dispose of the shares held by SVA V and SVPr V.  SM V and SMV 2005 are general partners of SVP V, and Healy, a managing member of both SM V and SMV 2005, may be deemed to have shared power to dispose of the shares held by SVP V.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,158,096 shares.
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*      ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.9%
12 TYPE OF REPORTING PERSON*
IN
       

 

 
 

 

CUSIP NO. 48344T100 13 G Page 10 of 15

 

ITEM 1(A). NAME OF ISSUER
   
  KaloBios Pharmaceuticals, Inc.
   
ITEM 1(B). ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES
   
  260 East Grand Avenue
  South San Francisco, CA 94080
   
ITEM 2(A). NAME OF PERSONS FILING
   
  This Statement is filed by Sofinnova Venture Partners V, L.P. (“SVP V”), Sofinnova Venture Affiliates V, L.P. (“SVA V”), Sofinnova Venture Principals V, L.P. (“SVPr V”), Sofinnova Management V, L.L.C. (“SM V”), Sofinnova Management V 2005 LLC (“SMV 2005”), Michael F. Powell (“Powell”), Alain L. Azan (“Azan”) and James I. Healy (“Healy”).  The foregoing entities and individuals are collectively referred to as the “Reporting Persons.”
   
  SM V, the general partner of SVA V and SVPr V, may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by SVA V and SVPr V.  Powell, Azan and Healy are the managing members of SM V and may be deemed to have shared power to vote and shared power to dispose of shares of the issuer directly owned by SVA V and SVPr V.
   
  SM V and SMV 2005, the general partners of SVP V, may be deemed to have shared power to vote and shared power to dispose of shares of the issuer directly owned by SVP V.  Powell, Azan and Healy are the managing members of SMV and SMV 2005 and may be deemed to have shared power to vote and shared power to dispose of shares of the issuer directly owned by SVP V.
   
  Healy may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by Healy.
   
ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE
   
  The address for each of the Reporting Persons is:
   
  Sofinnova Ventures
  2800 Sand Hill Road, Suite 150
  Menlo Park, CA 94025
   
ITEM 2(C) CITIZENSHIP
   
  SVP V, SVA V and SVPr V, are Delaware limited partnerships.  SM V and SMV 2005 are Delaware limited liability companies.  Powell, Azan and Healy are United States citizens.
    
ITEM 2(D) AND (E). TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER
   
  Common Stock
  CUSIP # 48344T100
   
ITEM 3. Not Applicable.
   

 

 
 

 

CUSIP NO. 48344T100 13 G Page 11 of 15

 

ITEM 4. OWNERSHIP
   
  Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.  
   
  (a) Amount beneficially owned:
     
    See Row 9 of cover page for each Reporting Person.
       
  (b) Percent of Class:
     
    See Row 11 of cover page for each Reporting Person.
       
  (c) Number of shares as to which such person has:
       
    (i) Sole power to vote or to direct the vote:
       
      See Row 5 of cover page for each Reporting Person.
       
    (ii) Shared power to vote or to direct the vote:
       
      See Row 6 of cover page for each Reporting Person.
       
    (iii) Sole power to dispose or to direct the disposition of:
       
      See Row 7 of cover page for each Reporting Person.
       
    (iv) Shared power to dispose or to direct the disposition of:
       
      See Row 8 of cover page for each Reporting Person.
       
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
   
  Not applicable.
   
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
   
  Under certain circumstances set forth in the limited partnership agreements of SVP V, SVA V and SVPr V, and the limited liability company agreements of SM V and SMV 2005, the general and limited partners or members, as the case may be, of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the issuer owned by each such entity of which they are a partner or member, as the case may be.
   
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
   
  Not applicable.
       
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
   
  Not applicable.

 

 
 

 

CUSIP NO. 48344T100 13 G Page 12 of 15

 

ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
   
  Not applicable.
   
ITEM 10. CERTIFICATION.
   
  Not applicable.
       

 

 
 

 

CUSIP NO. 48344T100 13 G Page 13 of 15

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 12, 2014

 

Sofinnova Venture Partners V, L.P. /s/ Nathalie Auber
By Sofinnova Management V, L.L.C. Nathalie Auber, Attorney-in-Fact*
By Sofinnova Management V 2005 L.L.C.  
Its General Partners  
   
   
Sofinnova Venture Affiliates V, L.P. /s/ Nathalie Auber
By Sofinnova Management V, L.L.C. Nathalie Auber, Attorney-in-Fact*
Its General Partner  
   
   
Sofinnova Venture Principals V, L.P. /s/ Nathalie Auber
By Sofinnova Management V, L.L.C. Nathalie Auber, Attorney-in-Fact*
Its General Partner  
   
   
Michael F. Powell /s/ Nathalie Auber
Nathalie Auber, Attorney-in-Fact*
   
   
Alain L. Azan /s/ Nathalie Auber
Nathalie Auber, Attorney-in-Fact*
   
   
James I. Healy /s/ Nathalie Auber
Nathalie Auber, Attorney-in-Fact*
   

 

*Signed pursuant to a Power of Attorney already on file with the appropriate agencies.

 

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

 

NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for

other parties for whom copies are to be sent.

 

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)

 

 
 

 

CUSIP NO. 48344T100 13 G Page 14 of 15

 

 

EXHIBIT INDEX

 

  Found on
Sequentially
Exhibit Numbered Page
   
Exhibit A:  Agreement of Joint Filing 15

 

 
 

 

CUSIP NO. 48344T100 13 G Page 15 of 15

 

exhibit A

 

 

Agreement of Joint Filing

 

The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of KaloBios Pharmaceuticals, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G.

 

Date: February 12, 2014

 

Sofinnova Venture Partners V, L.P. /s/ Nathalie Auber
By Sofinnova Management V, L.L.C. Nathalie Auber, Attorney-in-Fact*
By Sofinnova Management V 2005 L.L.C.  
Its General Partners  
   
   
Sofinnova Venture Affiliates V, L.P. /s/ Nathalie Auber
By Sofinnova Management V, L.L.C. Nathalie Auber, Attorney-in-Fact*
Its General Partner  
   
   
Sofinnova Venture Principals V, L.P. /s/ Nathalie Auber
By Sofinnova Management V, L.L.C. Nathalie Auber, Attorney-in-Fact*
Its General Partner  
   
   
Michael F. Powell /s/ Nathalie Auber
Nathalie Auber, Attorney-in-Fact*
   
   
Alain L. Azan /s/ Nathalie Auber
Nathalie Auber, Attorney-in-Fact*
   
   
James I. Healy /s/ Nathalie Auber
Nathalie Auber, Attorney-in-Fact*
   

 

*Signed pursuant to a Power of Attorney already on file with the appropriate agencies.